UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
FORM 8-K
CURRENT REPORT
Date of Report: August 9, 2002
(Date of Earliest Event Reported)
HUMANA INC.
Delaware |
1-5975 |
61-0647538 |
500 West Main Street
Louisville, KY 40202
(Address of principal executive offices, including zip code)
(502) 580-1000
(Registrant
Item 5. Other Events
On August 9, 2002, Humana Inc. (the "Company" or "Registrant) submitted to the Securities and Exchange Commission ("SEC") the Statements under Oath of Principal Executive Officer and Principal Financial Officer in accordance with the SEC's June 27, 2002 Order requiring the filing of sworn statements pursuant to Section 21(a)(1) of the Securities and Exchange Act of 1934.
Item 7. Financial Statements and Exhibits
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Exhibit 99.1 |
Statement Under Oath of Michael B. McCallister, President and Chief Executive Officer |
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Exhibit 99.2 |
Statement Under Oath of James H. Bloem, Senior Vice President and Chief Financial Officer |
SIGNATURES
Pursuant to the requirements of the Securities Exchange Act of 1934, the Registrant has duly caused this Report to be signed on its behalf by the undersigned hereunto duly authorized.
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HUMANA INC. |
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BY: /S/ Arthur P. Hipwell |
Dated: August 9, 2002
INDEX OF EXHIBITS
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Exhibit 99.1 |
Statement Under Oath of Michael B. McCallister, President and Chief Executive Officer |
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Exhibit 99.2 |
Statement Under Oath of James H. Bloem, Senior Vice President and Chief Financial Officer |
Statement Under Oath of Principal Executive Officer and Principal Financial Officer
Regarding Facts and Circumstances Relating to Exchange Act Filings
I, Michael B. McCallister, principal executive officer of Humana Inc., state and attest that:
(1) To the best of my knowledge, based upon a review of the covered reports of Humana Inc., and, except as corrected or supplemented in a subsequent covered report:
- no covered report contained an untrue statement of a material fact as of the end of the period covered by such report (or in the case of a report on Form 8-K or definitive proxy materials, as of the date on which it was filed); and
- no covered report omitted to state a material fact necessary to make the statements in the covered report, in light of the circumstances under which they were made, not misleading as of the end of the period covered by such report (or in the case of a report on Form 8-K or definitive proxy materials, as of the date on which it was filed).
(2) I have reviewed the contents of this statement with Humana Inc.'s audit committee.
(3) In this statement under oath, each of the following, if filed on or before the date of this statement, is a "covered report":
- Annual Report for the fiscal year ended December 31, 2001 on Form 10-K filed with the Commission of Humana Inc.;
- all reports on Form 10-Q, all reports on Form 8-K and all definitive proxy materials of Humana Inc. filed with the Commission subsequent to the filing of the Form 10-K identified above; and
- any amendments to any of the foregoing.
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Signature: /s/ Michael B. Mccallister |
Subscribed and sworn to before me |
Statement Under Oath of Principal Executive Officer and Principal Financial Officer
Regarding Facts and Circumstances Relating to Exchange Act Filings
I, James H. Bloem, principal financial officer of Humana Inc., state and attest that:
(1) To the best of my knowledge, based upon a review of the covered reports of Humana Inc., and, except as corrected or supplemented in a subsequent covered report:
- no covered report contained an untrue statement of a material fact as of the end of the period covered by such report (or in the case of a report on Form 8-K or definitive proxy materials, as of the date on which it was filed); and
- no covered report omitted to state a material fact necessary to make the statements in the covered report, in light of the circumstances under which they were made, not misleading as of the end of the period covered by such report (or in the case of a report on Form 8-K or definitive proxy materials, as of the date on which it was filed).
(2) I have reviewed the contents of this statement with Humana Inc.'s audit committee.
(3) In this statement under oath, each of the following, if filed on or before the date of this statement, is a "covered report":
- Annual Report for the fiscal year ended December 31, 2001 on Form 10-K filed with the Commission of Humana Inc.;
- all reports on Form 10-Q, all reports on Form 8-K and all definitive proxy materials of Humana Inc. filed with the Commission subsequent to the filing of the Form 10-K identified above; and
- any amendments to any of the foregoing.
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Signature: /s/ James H. Bloem |
Subscribed and sworn to before me |